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FINANCIAL SERVICES REGULATORY HIGHLIGHTS REPORT 2017

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Clutch Group tracks the key global developments expected in 2017 across the financial services industry to identify legislative issues, regulatory initiatives, supervisory priorities and enforcement trends in the midst of an evolving economic and political landscape.

TRENDS IN FINANCIAL REGULATION, SUPERVISION, AND ENFORCEMENT

 1) Political Change and Deregulation

2) Fintech and Regtech

3) Financial Resilience and Resolvability

4) Conduct and Culture

 

Charles Hastie

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Charles leads the Regulatory Advisory function at Clutch Group.  Prior to joining the firm, he worked at the UK Financial Conduct Authority (FCA) where he was responsible for the supervision of a large investment bank.  Charles also spent several years in the FCA’s Enforcement Division where he managed a wide range of regulatory and criminal markets cases.

Before joining the FCA, Charles was a senior internal auditor at the international hedge fund manager, Man Group plc.  This role built on deep markets experience gained from the first seven years of his career during which he worked as a derivatives broker on a number of trading desks.

His experience working for a regulator as well as regulated firms has led Charles to form a strong view that the interests of both camps are greatly advanced through open and constructive dialogue.